The first step is defining the audit scope and evaluating how your systems and processes align with SOC criteria. We identify which criteria are applicable, confirm coverage of all relevant services, and map risks to controls. This ensures your control environment is proportionate to potential impacts and that each risk is addressed with an appropriate control, setting the foundation for a comprehensive assessment.

Strong governance and well-documented policies are essential for a reliable control environment. We review organizational structure, roles, oversight mechanisms, and accountability frameworks, along with vendor and third-party risk management practices. Through staff walkthroughs and discussions, we verify that processes are understood and followed as designed, helping to identify inconsistencies or gaps before the formal audit.

Operational and technical controls are the backbone of audit readiness. We evaluate how your systems manage access, track changes, maintain operations, and respond to incidents. Simultaneously, we review documentation and supporting evidence—such as logs, reports, and records—to ensure it accurately reflects operational practices and can be traced to control objectives. This step confirms that your controls are not only in place but also verifiable.

Finally, we compile objective findings that highlight missing controls, incomplete documentation, or process issues. These insights provide your team with a clear roadmap for remediation, streamline audit preparation, and increase confidence that your control environment is fully prepared for SOC review.